Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

As cybersecurity threats continue to evolve and target sensitive government information, the protection of controlled unclassified information, or CUI, has become a top priority for the Department of ...

Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

In her new article, illumend CEO Kristen Nunery introduces the "Accidental Risk Manager," a hidden role most prevalent in SMBs, and explains how broken Certificate of Insurance (C ...

Developers and those responsible for information security inside the enterprise have different goals and motivations — and inevitably, those contrasting things clash. Developers bear the pressure of ...

Automation has democratized compliance and made it accessible to organizations of all sizes. It has also enabled organizations to manage risk better, scale their compliance capabilities efficiently, ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Organizations are placing far too much emphasis on the compliance certification and not enough on the compliance process, says Dan Maloney Perhaps the most surprising fact about last year’s slew of ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...