In today’s environment of complex regulations, aggressive prosecution, exorbitant penalties, and hungry whistleblower attorneys, it is necessary for medical practices to maintain effective compliance ...

Design thinking is another innovation which can help the Chief Compliance Officer (CCO) move forward in a cutting-edge manner to make a compliance program not only more robust but also operationalize ...

Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...

As cybersecurity threats continue to evolve and target sensitive government information, the protection of controlled unclassified information, or CUI, has become a top priority for the Department of ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Regulatory compliance is evolving from being merely a regulatory obligation to becoming a driver of business value, with emerging technologies such as AI, cloud computing and advanced analytics ...

Compliance automation is the process of using technology, such as artificial intelligence, for continuous system monitoring to ensure regulatory standards are adhered to. This approach replaces manual ...

The purpose of the Sarbanes Oxley Act is to prevent fraudulent accounting practices in publicly held corporations. Congress passed SOX in 2002 after a series of accounting scandals duped stockholders ...

Fidelity Investment Co. launched a new business line Monday that's focused on compliance technology and offers products to create client communications and social media posts that stay in bounds of ...